The Firm Element component of the "Continuing Education" requirement: I is administered by FIN RA II is administered by the FINRA-member employer III must be completed annually IV must be completed bi-annually
@ I and III
@ I and IV
@ II and III
@ II and IV
@ II and III
You might also like to view...
Which of the following values of alpha would cause exponential smoothing to respond the SLOWEST to forecast errors?
A) 0.10 B) 0.2246 C) 0.50 D) 0.90 E) cannot be determined
Which of the following stages has high revenue growth but does not show a profit?
A) seed/start-up stage B) early stage C) expansion stage D) later stage
Leticia is a single person who makes $45,000 per year. This year she paid $2,000 in student loan interest, $1,500 in medical expenses, $7,200 in rent and $4,800 in car loan payments. She contributes $3,600 per year to her 401(k) plan at work
Give her some tax advice. A) Single people should always take the standard deduction. B) People who have medical expenses should always itemize their deductions. C) Calculate your taxes using both methods to see which provides a greater deduction. D) You should itemize if you pay interest, since interest of any kind is tax deductible.
When choosing an identifier, choose one that will not change its value often
Indicate whether the statement is true or false