State the new rules regarding written communication by issuers before and during registration of securities
What will be an ideal response?
The new rules regarding written communication by issuers before and during registration of securities provide that:
a. Well-known seasoned issuers may engage at any time in oral and written communications, including a free-writing prospectus, subject to certain conditions.
b. All reporting issuers (unseasoned issuers, seasoned issuers, and well-known seasoned issuers) may at any time continue to publish regularly released factual business information and forward-looking information (predictions).
c. Non-reporting issuers may at any time continue to publish factual business information that is regularly released and intended for use by persons other than in their capacity as investors or potential investors.
d. Communications by issuers more than 30 days before filing a registration statement are permitted so long as they do not refer to a securities offering that is the subject of a registration statement.
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A. bystander relationship. B. audience relationship. C. negotiator relationship. D. agency relationship.
What is organizational change, and what are two major areas of change in organizations?
What will be an ideal response?
A person buying goods from the place where the goods are manufactured would be an example of ________ delivery
A) noncarrier case B) carrier case C) shipment contract D) destination contract
Which of the following sentences avoids the use of trite business phrases?
A) The application will be sent under separate cover. B) Enclosed please find a coupon to use during your next visit. C) We have received your loan application. D) Please do not hesitate to call me if you have questions.