Bonds & Stocks Corporation, and its officers, directors, and shareholders, buy and sell securities. SEC Rule 10b-5 applies to the purchase or sale of
A) a security by a financial corporation only
B) a security involving a corporate insider only.
C) a security involving short-swing profits only.
D) any security.
D
You might also like to view...
Both liberals who believe that the ethical assessment of work should be based on how work affects the workers' ability to make free and autonomous decisions about their lives and the human fulfillment school that makes that judgment on the basis of what makes a good meaningful human life are saying essentially the same thing.
Answer the following statement true (T) or false (F)
Cisco Systems, a computer networking firm, has undertaken over 80 acquisitions in the last decade. It uses these acquisitions to acquire ________ that will permit it to expand its product offerings and services through the addition of the acquired technologies.
A. trend information B. the global presence C. valuable resources D. a reputation
A principal cannot have liability for the intentional torts of an agent that are used to promote the
principal's business. Indicate whether the statement is true or false
Javier Jimenez was pleasantly surprised to find out that within three to five years after expiration of a previous life insurance policy, he can
A) change beneficiaries. B) void the grace period. C) reinstate the policy subject to current qualifications. D) change the incontestability clause. E) both A and D above.