Risk is the amount of uncertainty relating to the ________ a security.

A. maturity of
B. principal of
C. liquidity of
D. return on


Answer: D

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Which of the following is an effective suggestion for dealing with sales call reluctance?

A) Try to avoid feeling anxious about the initial contact because anxiety is abnormal. B) Do not anticipate success because you may become overconfident. C) Avoid the loss of spontaneity that comes with a well-rehearsed approach. D) Develop a deeper commitment to your goals. E) Employ the premium approach method.

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Which, if any, of the following statements correctly reflects the rules applicable to the alternate valuation date?

A. The election is made by the executor. B. It can be elected even though no estate tax return (i.e., Form 706) need be filed. C. It can be elected only if it reduces the amount of the gross estate or reduces the estate tax liability. D. Its election does not affect the income tax basis of property included in the gross estate.

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Maddox likes to use techniques to help break his mind out of mental fixedness to bring about creative insights. Maddox uses which of the following?

a. finding approach b. habit-breaking strategies c. imagination-based strategies d. interpersonal strategies

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Some administrative agency investigations lead to a formal complaint being filed against a business. This may result in a trial heard by an administrative law judge (ALJ). ALJs are:

a. at the lowest level of the federal judicial system b. the regulatory agency equivalent of an appellate judge c. are not judges because they only hear the facts of cases d. are employees of administrative agencies e. are employees of administrative agencies and the regulatory agency equivalent of an appellate judge

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