Match each term with the correct statement below
a. Maloney Act
b. Investment Company Act of 1940
c. The Securities Exchange Act of 1934
d. capital gains
e. derivatives
f. investment banker
1. Financial securities such as options and futures
2. This act established the SEC
3. This act created the NASD to regulate the OTC market
4. The act that brought mutual funds under the jurisdiction of the SEC
5. The difference between the price at which a stock was purchased and the price at which it was sold
6. Organizations that purchase a new offering of stock at a discounted price and then sell it to brokers to sell to the public at a higher price
1. E) derivatives
2. C) The Securities Exchange Act of 1934
3. A) Maloney Act
4. B) Investment Company Act of 1940
5. D) capital gains
6. F) investment banker
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