Model Rule 1.6 is broader than Model Code DR 4-101 because 1.6 concerns the protection of ____________________, while DR 4-101 concerns the protection of client confidences.
Fill in the blank(s) with the appropriate word(s).
client information
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Daria wants to join a new gym. Daria has seen flyers campus that promote a new gym in town. She decides to use the one free pass presented on the flyer to try out the gym to see if it will meet her needs. What stage of the consumer adoption process does this represent?
A. comparison B. trial C. adoption D. interest E. awareness
On October 1, 2017, Android, Inc. made a loan to one of its customers. The customer signed a 4-month note for $150,000 at 11%. How much interest revenue did the company record in the year 2017? (Round your answer to the nearest dollar.)
A) $1,650 B) $1,375 C) $5,500 D) $4,125
For a risk averse investor, other things held constant, the higher a security's risk, the higher the return investors demand, and thus the less they are willing to pay for the investment.?
Answer the following statement true (T) or false (F)
The states did not have federal legislation prior to the time of the federal securities laws
Indicate whether the statement is true or false