In the stock fraud case examined by Engdahl, the client's financial self-interest included the view of the broker as follows:
a. the broker worked in line with reasonable business strategies, the broker was seen as reliable, and the firm exercised strong administrative and accounting controls over brokers and deals
b. the broker was seen as reliable, the firm exercised strong administrative and accounting controls over brokers and deals, and the broker was a close friend and associate
c. the broker worked in line with reasonable business strategies, the broker was seen as reliable, and the client thought it in his best interest to exploit broker's extensive knowledge
d. None of the above
C
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Indicate whether the statement is true or false.
Which of the following refers to research screening committees set up in colleges and universities to oversee the ethical propriety of research?
a. College Senates b. Faculty Policies Committees c. Rank and Tenure Committees d. Institutional Review Boards
Which of the following is an element of forgery?
a. a false document b. legal significance c. written with intent to defraud d. all of these
What provisions of the United States Constitution has made authorities very hesitant to pursue schemes and scams with a faith-based initiative?
A. Necessary and proper clause B. First Amendment C. Supremacy clause D. Tenth Amendment