Which of the following is not a state remedy for broker breaches of fiduciary duties?

A) Censure
B) Revocation of license
C) Suspension of license
D) All of the above are appropriate remedies


D

Business

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In SEM, the posited relationships between constructs are tested similarly to the way they are tested using cluster analysis

Indicate whether the statement is true or false

Business

Which of the following is a difference between the Uniform Computer Information Transaction Act (UCITA) and Uniform Commercial Code (UCC)?

A) A contract that requires a fee of less than $250 is enforceable under the UCITA only if the contract has been authenticated, whereas all contracts are enforceable under the UCC. B) A contract that requires a fee of less than $250 is enforceable under the UCC only if the contract has been authenticated, whereas all contracts are enforceable under the UCITA. C) The UCITA allows the licensor to control the licensee's right of use, but the UCC does not. D) The UCC allows the licensor to control the licensee's right of use, but the UCITA does not.

Business

Prior to workers compensation, employees would not recover if they ________

a) assumed the risk b) were contributory negligent c) were injured by another employee d) a&b e) all

Business

The following table represents the number of applicants at a popular private college in the last four years

Month New members 2007 10,067 2008 10,940 2009 11,116 2010 10,999 Assuming ? = 0.2, ? = 0.3, an initial forecast of 10,000 for 2007, and an initial trend adjustment of 0 for 2007, use exponential smoothing with trend adjustment to come up with a forecast for 2011 on the number of applicants.

Business