The ________ regulates the trading in securities once they are issued

A) Trust Indenture Act of 1939
B) Securities Act of 1933
C) Securities Exchange Act of 1934
D) Investment Company Act of 1940


C

Business

You might also like to view...

Define a brand mantra and provide an example of a brand mantra

What will be an ideal response?

Business

The primary input to the Transaction Processing System is

a. a financial transaction b. an accounting record c. an accounting report d. a nonfinancial transaction

Business

An advance pricing agreement can eliminate the possibility of double taxation on multinational exchanges of goods

Indicate whether the statement is true or false

Business

Which of the following statements is true of discharge of contracts?

A) Anticipatory breach discharges the breaching party's obligations to the contract. B) Substantial performance is sufficient to discharge a contract. C) Tender of performance discharges a party's contractual obligations. D) Tender is a conditional offer by contracting party to perform his or her obligations under the contract.

Business