Distinguish between the nonissuer exemption, the intrastate offering exemption, and the private placement exemption.
What will be an ideal response?
Nonissuer exemption refers to an exemption from registration which states that securities transactions not made by an issuer, an underwriter, or a dealer do not have to be registered with the SEC. Intrastate offering exemption is an exemption from registration that permits local businesses to raise capital from local investors to be used in the local economy without the need to register with the SEC. Private placement exemption is an exemption from registration that permits issuers to raise capital from an unlimited number of accredited investors and no more than 35 nonaccredited investors without having to register the offering with the SEC.
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Federal legislation on price-fixing requires that sellers set their prices ________
A) based on their fixed and variable costs B) without communication with competitors C) to achieve a specified profit margin D) consistently with all customers E) consistently throughout a region
The Sarbanes-Oxley Act requires a company to guarantee that its financial statements are 100 percent accurate
Indicate whether the statement is true or false
A common measure of profitability is the
A) asset turnover. B) debt to equity ratio. C) current ratio. D) receivable turnover.
Broadly discuss the steps you should follow when asking for a raise
What will be an ideal response?