Among the Dodd-Frank Wall Street Reform and Consumer Protection Act's requirements is one requiring:
A. Quarterly reporting by all SEC registrants.
B. Severe penalties for companies implementing more than one questionable act reporting channel.
C. CPA audit of SEC registrant interim statements.
D. CPA examinations of broker-dealer internal control over compliance.
Answer: D
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Apparent authority and agency by estoppel are the same thing
Indicate whether the statement is true or false
The owners of common stock are permitted to vote on the a. election of the board of directors
b. authorization to issue new shares of common stock. c. approval of amendments to the corporate charter. d. adoption of bylaws. e. all of the above
Of approximately 20 million businesses in existence in 1997, more than 70% were
a. limited liability companies. b. C corporations. c. proprietorships. d. partnerships.
Which of the following statements is true regarding the role and responsibility of the master of ceremonies?
a. The master of ceremonies is often the last person to take the stage and the first one to leave it. b. The emcee is required to help an unprepared speaker accept an award, move to their conclusion, and exit the stage. c. The master of ceremonies should come completely prepared to make sure the agenda is followed, but it is the duty of the speaker to ensure that the event starts and ends on time. d. The emcee must never interject the speaker. e. It is not the responsibility of the master of ceremonies to prepare the agenda for the event.