Which of the following acts abolished fixed commission schedules?

A) Investment Advisers Act of 1940
B) Investment Company Act of 1940
C) Securities Acts Amendments of 1975
D) Insider Trading and Fraud Act of 1988


Answer: C

Business

You might also like to view...

If a long-term investment suffers a permanent decline in value, a loss must be recorded, even though the investment has not yet been sold

Indicate whether the statement is true or false

Business

Cultures differ in the degree to which protocol, or the formality of the relations between the two negotiating parties, is important-American culture is among the most formal cultures in the world.

Answer the following statement true (T) or false (F)

Business

The average number of jobs in the system is the surrogate measure for ______.

a. average work-in-process inventory b. average process inventory c. average job tardiness d. average finished goods inventory

Business

A marketing dashboard displays up-to-the-minute marketing data in an easy-to-read format.

Answer the following statement true (T) or false (F)

Business