From a portion of a probability distribution, you read that P(demand = 0 ) is 0.05 and P(demand = 1 ) is 0.10. The cumulative probability for demand = 1 would be which of the following?
A) 0.05
B) 0.075
C) 0.10
D) 0.15
E) 0.005
D
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Which of the following statements about a code of ethics is most true?
a. A code of ethics is rarely a written document but instead an informal understanding between people who work for a particular organization. b. Most codes of ethics offer guidance on how to treat stakeholders. c. The purpose of a code of ethics is to keep top management out of jail. d. Codes of ethics typically prohibit bribes unless it is the accepted way of doing business in a foreign country. e. Workforce diversity is not covered in a code of ethics; instead it is usually covered in a separate diversity code.
An agency agreement can be created by an oral agreement.?
Indicate whether the statement is true or false
If Martie Brown, a retiree asked for your help choosing an investment that will provide a steady source of income, which of the following would be the best for you recommend?
A. Growth stocks B. Certificates of deposit C. Margin investments D. Low-rated muni bonds E. High-risk corporate bonds
Under the 1934 Act, an issuer must register with the SEC if A) it has not completed a public offering under the 1933 Act
B) its securities are not going to be traded on a national exchange. C) it will not be providing investors with a prospectus. D) it has at least 2,000 shareholders and total assets that exceed $10 million.