Identify the unlawful trading schemes engaged in through mutual funds

a. Leveraging and layering
b. Commission fraud and speculative trading
c. Market timing and late trading
d. Circular trading and NAV manipulation


c
FEEDBACK: a. Incorrect.
b. Incorrect.
c. Correct. These manipulative practices were possible because of the way in which mutual funds are valued.
d. Incorrect.

Business

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