When a securities professional buys and sells excessive amounts of stock for a client's account to make extra-large commissions from the trades, she is:
a. kiting
b. insider trading c. dealing
d. scalping
e. none of the other choices
e
You might also like to view...
Which of the following principles states that a business's financial statements must report enough information for outsiders to make knowledgeable decisions about the company?
A) conservatism B) materiality concept C) disclosure principle D) consistency principle
A comparison of the proportion of workers in protected subgroups with the proportion that each subgroup represents in the relevant labor market is called a workforce utilization review.
Answer the following statement true (T) or false (F)
Which of the following is NOT an example of an input?
a. labor hours b. market demand c. machine hours d. number of workers
Which of the following will least likely be an indicator of success within the financial perspective of the balanced scorecard?
A) Increasing ROI B) Decreasing operating costs C) Decreasing residual income D) Increasing segment margin