If workers are punished for participating in an official proceeding, such as filing an employment discrimination complaint or giving testimony in a discrimination investigation, they would have grounds for suit based on:
a. sex discrimination b. retaliation
c. court discrimination d. disparate treatment e. pretext
b
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Scott invests money in fixing up his house, an endeavor that he expects will generate profits because he will be able to rent it out as a bed and breakfast run by his sister. This is not a security subject to federal regulation because:
a. Scott cannot actually make money from a bed and breakfast b. Scott's investment is in his own property and not in a common enterprise c. there are fewer than five people involved in the business endeavor d. Scott's investment is in a common enterprise, since his sister is involved e. none of the other choices are correct
What is missing from the definition of response as "recovery?"
A) The phrase "according to plan" must be added to "recovery." B) The definition must refer to specific resources. C) The phrase "Reasonable degree of" must begin the definition. D) The phrase "and prosecution" must be added after "recovery."
All of the following are internal control procedures that are recommended to protect payroll operations except
A. keep payroll records in locked files. B. assign new employees to work in payroll operations. C. make voluntary deductions from employee earnings based only on a signed authorization from the employee. D. retain all Forms W-4.
An investment banker has recommended a $100,000 portfolio containing assets B, D, and F. $20,000 will be invested in asset B, with a beta of 1.5; $50,000 will be invested in asset D, with a beta of 2.0; and $30,000 will be invested in asset F, with a beta of 0.5. The beta of the portfolio is ________.
A) 1.25 B) 1.33 C) 1.45 D) 1.85