Rule 10b-5 applies to any:
a. buyer of a registered security.
b. seller of a registered security.
c. person who buys or sells a registered security.
d. person who buys or sells any security.
d
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James, an employee at a hospital, has different duties for each day of the week. On Mondays, he reviews and files patient charts. On Tuesdays and Thursdays, he collects lab specimens from patients. On Wednesdays, he enters lab results into the computer database. On Fridays, he is in charge of paperwork. This scenario most likely exemplifies a motivational approach to redesign of work called _____.
A. onboarding B. employee offshoring C. job outsourcing D. job rotation
A contingency must be accrued in the accounts and reported in the financial statements when
a. the amount of the loss can be reliably estimated and it is probable that an asset is impaired or a liability incurred. b. it is evident that an asset has been impaired or a liability has been incurred even though the amount of the loss cannot be reliably estimated. c. it is not certain that funds will be available to settle damages that may arise from a pending lawsuit. d. a loss is expected and its amount is uncertain.
Edith O'Brien:
a. Was MF Global's treasurer. b. Tried to stop the use of client's funds for hedging. c. Was general counsel for MF Global. d. Has been charged criminally.
The party that has the right to exercise a call option on callable bonds is:
A) The bondholder. B) The bond issuer. C) The bond indenture. D) The bond trustee. E) The bond underwriter.