As the chief financial officer (CFO), you identify that your firm needs to raise additional funds by selling new shares of stock. Which of the following refers to a specialist that assists corporations in the issue and sale of new securities?

A. an officer of the Securities and Exchange Commission (SEC)
B. a commodities broker
C. an institutional investor advisor
D. an investment banker


Answer: D

Business

You might also like to view...

Foreign exchange rate is used more frequently than gross domestic product (GDP) as a measure of a country's economic health

Indicate whether the statement is true or false

Business

According to the five-component model of information systems, the data and software components of information systems are capable of performing actions.

Answer the following statement true (T) or false (F)

Business

To which of the following type of mortgages does the antideficiency statute apply?

A) foreign currency mortgages B) home improvement mortgages C) first purchase money mortgages D) second purchase money mortgages

Business

Which of the following statements about learning curves is best?

A) Learning improvements always follow a constant pattern. B) Frequent design changes and reengineering have no effect on learning rates. C) Underestimated learning effects may cause overestimation of capacity needs. D) An eighty percent learning curve means that each unit takes twenty percent less time to produce than its immediate predecessor.

Business