Which of the following is true of the Securities Act of 1933?

A. It prohibited misrepresentation in the sale of newly issued stocks and bonds.
B. It made firms issuing new securities independent of the Securities and Exchange Commission.
C. It issued a list of protocols for brokers and brokerage firms.
D. It established the Financial Stability Oversight Council.


Answer: A

Business

You might also like to view...

Antonio, a manager at the Colonial Inn, is training a new group of employees. After each training session, the employees complete various exercises to test their knowledge. After evaluating the results, Antonio speaks one-on-one with the employees to help them define their areas of weakness and encourage them to keep fine-tuning their strengths. In this scenario, Antonio is providing his employees with

A. counseling. B. self-appraisal. C. goals. D. self-assessment. E. feedback.

Business

Two common forms of database coding are:

A) data mining and cluster customer analysis B) lifetime value analysis and customer cluster analysis C) lifetime value analysis and data mining D) geocoding and data mining

Business

In the independent auditors' report included with the annual report, management discusses the financial statements and provides the shareholders with explanations for certain amounts reported in the statements

a. True b. False Indicate whether the statement is true or false

Business

Which of the following are designed to elicit a preferred response in a nonsales situation?

A) Persuasive business messages B) Persuasive marketing messages C) Sales and marketing messages D) Direct messages E) Indirect messages

Business