Which of the following is true regarding "holder" claims?
a. They are disallowed by federal statute.
b. State law is preempted, and they are allowed under federal law only if the plaintiff purchased securities issued under fraudulent pretenses.
c. They may be allowed under blue sky laws as either individual or class actions.
d. They may be allowed under blue sky laws, but not as class actions.
d
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Which type of automation is appropriate for processes designed to produce large volumes of standardized products that have relatively long life cycles?
a. fixed b. flexible c. constant d. continuous
Sometimes marketing managers use a positioning statement to provide focus for a marketing mix.
Answer the following statement true (T) or false (F)
In a state that adopts the lien theory regarding mortgages, the borrower would have the right to:
A) burn down the barn. B) live on the land after default. C) possess the land after foreclosure. D) refuse to discharge a prior lien.
What aspect of the brokerage firm operational model can benefit the broker at the expense of the client?
A) Brokers can execute limit sell orders at higher than the stipulated order price and keep the difference. B) Brokers can utilize insider trading knowledge to manipulate client trades for their own benefit. C) Brokers can earn extra commissions by recommending clients make unnecessary transactions. D) Brokers can avoid sending prospectuses for buy-and-hold stocks that would limit their transaction commissions. E) Brokers can upsell clients for expensive secondary services such as tax advice.