The section of Sarbanes-Oxley that provides for fines and imprisonment of up to 20 years to individuals who corruptly alter, destroy, mutilate, or conceal documents with the intent to impair the document's integrity or availability for use in an official proceeding, or to otherwise obstruct, influence, or impede any official proceeding is:

A. Title V Analysts Conflicts of Interests
B. Title VIII Corporate and Criminal Fraud Accountability
C. Title IX White-Collar Crime Penalty Enhancements
D. Title XI Corporate Fraud and Accountability


Answer: D

Business

You might also like to view...

What information would most likely be in an SDS?

A. Wind speed B. Health insurance plan options C. Political preferences D. Number of men and women involved E. Hazardous chemical properties

Business

Sheldon Hamer quoted a price to Cynthia Hui and she placed an order based on that price

Sheldon quoted too low, forgetting to include shipping and handling charges, so he now wants to get out of the deal, claiming that the price difference is so great that Cynthia should have known something was wrong. What is the name of the legal grounds that Sheldon will use in a court section to set aside the transaction? A) Misrepresentaion. B) Unjust enrichment C) Unfair advantage D) Mistake E) Non est factum

Business

A ninety-year-old patient walked away from a nursing home and wandered onto some nearby railroad tracks. Once on the tracks, the patient stumbled and sprained his ankle. A few minutes later a train approached. The engineer saw the man on the track and could have stopped, but the train's brakes were defective. As a result, the train hit and killed the man. His family is suing the railroad for

negligence. In this case: A) the patient has assumed the risk of wandering onto the railroad tracks. B) because the patient was contributorily negligent, most states would hold that the railroad has no liability. C) in states that follow the contributory negligence rule, the train had the last clear chance to avoid the accident, so the patient's negligence does not bar his estate's recovery. D) the train's striking of the man was an intervening cause, so the railroad company was strictly liable.

Business

Claudia's argument assumes which of the following?

A) Even the simplest of instructions would be misunderstood by most of the employees. B) The instructions would have been easier to understand had they been provided in hard-copy form as well. C) The failure of the online benefits enrollment system is the most important communications failure in the company. D) The number of people with technical skills who enrolled successfully is greater than the number of people without technical skills who enrolled successfully. E) A significant number of employees opened and read the e-mail containing the instructions.

Business