New Discoveries Corporation, and its officers, directors, and shareholders, buy and sell securities. Section 10(b) of the Securities Exchange Act of 1934 applies to

A. only the purchase or sale of a security by an investment company.
B. only the purchase or sale of a security involving short-swing profits.
C. only the purchase or sale of a security involving a tipper and tippee.
D. the purchase or sale of any security.


Answer: D

Business

You might also like to view...

Which of the following is not one of the five basic components of supply chain management?

A. Analyze B. Source C. Deliver D. Plan

Business

Which of the following represents B2B marketing?

A. a high school club selling water bottles at a football game B. a restaurant selling food to its customers C. a steel manufacturer selling rolled steel to an automaker D. a business owner buying products at a wholesale outlet for her personal use. E. a cell phone company opening a new retail store

Business

Firms that want to maintain or improve their competitive position in the marketplace generally must develop new products.

Answer the following statement true (T) or false (F)

Business

The international treaty to which the United States is a party and which protects copyrighted works is known as the:

A) Berne Convention. B) Convention on International Copyright Protection (CICP). C) Geneva Convention. D) Treaty of Vienna.

Business