Which of the following is defined as a failure on the part of the prospective respondent to take part in the survey or to answer specific questions on the questionnaire?
A) respondent failure
B) respondent stubbornness
C) nonresponse
D) noncompliance
E) insubordinate
C
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Although the preparation of a consolidated balance sheet requires elimination entries, a consolidated income statement may always be prepared without any elimination entries
Indicate whether the statement is true or false
Steven Wong was an ace financial advisor. He placed millions of dollars on behalf of his clients into certain debentures of Tippett Holdings Ltd
He did not inform his clients that he received hundreds of thousands in commissions from Tippett for obtaining all this investment. On the other hand, all of his clients made money on their Tippett holdings. Can any of his clients sue Wong? A) No. They have not suffered any financial loss B) No. Wong has not given negligent professional advice C) No. Wong has not placed his own interests above those of his clients D) Yes. Wong has committed a breach of fiduciary duty E) Both A and B
Historical data used to predict the average or trend of actual demand is based on which of the following assumptions?
a. Past demand is not a reliable predictor of its future. b. Past demand is a reliable predictor of its future. c. Past demand is directly proportional to its future. d. Past demand is independent of its future.
Which of the following is true regarding "holder" claims?
a. They are disallowed by federal statute. b. State law is preempted, and they are allowed under federal law only if the plaintiff purchased securities issued under fraudulent pretenses. c. They may be allowed under blue sky laws as either individual or class actions. d. They may be allowed under blue sky laws, but not as class actions.